Transparency

Prudential and resolution information

Purpose

• Control of the concentration of risk of credit institutions for the supervision of entities and macro prudential supervision.
• Control of concentration of financing by counterparty.
• Control of the concentration of counterparty risk by counterparties.
• Identification of contact details for quality control of notifications of the conclusion of non-viability.

Legal basis

• Compliance with a legal obligation:
  • Regulation (EU) 575/2013 of the European Parliament and of the Council, of June 26, 2013, on the prudential requirements of credit institutions.
  • Directive 2014/59/EU indicates the obligation for entities to communicate to the competent authorities the notifications of the conclusions of non-feasibility.
• Compliance with a mission carried out in the public interest or the exercise of public powers:
  • Regulation (EU) 575/2013 of the European Parliament and of the Council, of June 26, 2013, on the prudential requirements of credit institutions.
  • Law 10/2014, of June 26, on organization, supervision and solvency of entities.
  • Directive 2014/59/EU of the European Parliament and of the Council, of May 15, 2014, which establishes a framework for the recovery and resolution of credit institutions and investment services companies.
  • Law 11/2015, of June 18, on the recovery and resolution of credit institutions and investment services companies.

Categories of data subjects

Citizens and residents

Categories of personal data

• Identification data: Name, surname, ID or passport number, LEI code and NACE code
• Contact data: Phone number and e-mail
• Economic, financial and insurance data: Bank accounts and other products information
• Personal characteristics data: Country of residence

Retention period

Personal data shall be retained for the time necessary to fulfill the purpose for which they were collected and to determine the possible responsibilities that may arise from said purpose and data processing. To this end, the retention periods must be in line with the document retention policy established by the Bank of Spain.

Security measures

Security measures provided for in Annex II of Royal Decree 3/2020, of 8 January, which regulates the National Security Scheme in the field of Electronic Administration.

Recipients

• EU Institutions
• European Central Bank
• Courts of Justice
• Other competent public authorities

International transfer of data

N/A

Data controller

Banco de España

NIF: Q2802472G

Data Protection Officer

Division of Governance and Transparency

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