Go Back

Analysis Index

Advanced Approaches (Operational Riskl)
- Classification of losses due to operational risk according to the event typeCBE Nª100ª
- Effects of insurance and other mechanisms for transferring risk in the event of using advanced approaches
  - As a mechanism for transferring operational risk3/2008.99ª.3
  - Conditions governing insurance that covers operational risk events: Decided by the BE3/2008.99ª.1
  - Limit on the reduction of capital requirements3/2008.99ª.4
  - Requirements of the risk hedge supplier..3/2008.99ª.2
- Qualitative requirements laid down by the BE3/2008.98ª.2
- Quantitative requirements laid down by the BE3/2008.98ª.3
  - Analysis of hypothetical scenarios3/2008.98ª.3.4
  - Business environment and internal control systems3/2008.98ª.3.5
  - External data on losses through operational risk3/2008.98ª.3.3
  - General requirements3/2008.98ª.3.1
  - Internal data on losses through operational risk3/2008.98ª.3.2
- Scope of application and authorisation from the BE3/2008.98ª.1.DT 8ª
- Also see
  - "Basic Indicator Approach (Operational Risk)"
  - "Standardised Approach (Operational Risk)"
Advertising of bank notes and coins
- Authorisation from the Banco de EspañaMonetaria 1/1995.1.ª
- Authorisation procedureMonetaria 1/1995.2.ª
- Authorisation unnecessaryMonetaria 1/1995.2.ª5
- FinesMonetaria 1/1995.3.ª
- Sanctioning procedureMonetaria 1/1995.3.ª
Advertising of operations, financial services and productsCircular Circular 8/1990.9.ª,10.ª
Annual percentage rateCircular Circular 8/1990.1.ª 1b),6.ª 10 12,6.ªbis,8.ª 4,9.ª 2,An.V,VII
Application of profits
- Also see
  - "Breach of Solvency Regulations"
Automatic personal data files managed by the Banco de España
- Access, ammendment, cancellation and opposition rights2/2005.4.ª
- Creation, modification or removal of files2/2005.1.ª
- Data assignment2/2005.3.ª
- File classes2/2005.2.ª
- Files2/2005.An.I, An.II
  - Files managed by the Banco de España by virtue of its pulic functions2/2005.An.I
    - Balance of payments and financial transactions with foreign countries2/2005.An.I(XII)
    - Banco de España-managing entity of the Anotated Public Debt Market2/2005.An.I(II)
    - Capital structure of institutions supervised by the Banco de España2/2005.An.I(V)
    - Central Credit Register2/2005.An.I(III)
    - Claims Service2/2005.An.I(XIII)
    - Main agents in terms of volume of transfers from certain foreign exchange bureaux2/2005.An.I(VI)
    - Most active valuers and main customers of valuatiion companies and services2/2005.An.I(VII)
    - Offical registers of senior officers from entities registered with the Banco de España2/2005.An.I(IX)
    - Proceedings of the Central Credit Register2/2005.An.I(IV)
    - Rebate of witholdings on interest2/2005.An.I(I)
    - Register of agents of institutions supervised by the Banco de España2/2005.An.I(VIII)
    - Register of professionals assocaited with valuation companies supervised by the Banco de España2/2005.An.I(X)
    - Register of the holders of bureaux open to the public for foreign currency exchange2/2005.An.I(XI)
    - Sanctionary proceedings2/2005.An.I(XIV)
  - Internal or operating files2/2005.An.II
    - Access and occupation control in Banco de España buildings2/2005.An.II(XV)
    - Banco de España code of conduct statements2/2005.An.II(VIII)
    - Certain cash operations2/2005.An.II(II)
    - Current account and securities deposit operations2/2005.An.II(III)
    - Electronic certificates2/2005.An.II(IX)
    - Exchanges of foreign currency2/2005.An.II(I)
    - File consultations2/2005.An.II(XVII)
    - Issue of identity cards2/2005.An.II(XVI)
    - Management of the Banco de España Library2/2005.An.II(XII)
    - Overseas operations2/2005.An.II(IV)
    - Personnel management2/2005.An.II(X)
    - Personnel recruitment and training2/2005.An.II(XI)
    - Prevention of occupational health and safety risks2/2005.An.II(XIII)
    - Register of document entry and exit2/2005.An.II(VI)
    - Services Company doctors2/2005.An.II(XIV)
    - Suppliers and customers of non-financial goods and services2/2005.An.II(V)
    - Suscribers of the Service Publications2/2005.An.II(VII)