Banco de España - Analysis index

Register of guarantees, powers of attorney and procedures Circular 4/2004.73.ª External link. Opens in a new window

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Contents 4/2004.73.ª1
Custody of full and complete copies of the documents through which the guarantees have been pledged 4/2004.73.ª1
Procedure for the registration, control, monitoring and filing of powers of attorney granted 4/2004.73.ª2

Reports to the Market
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Capital requirements: 3/2008.112ª
Computable capital 3/2008.111ª
Credit and dilution risk
- General requirements
  - Exposure to counterparty credit risk 3/2008.113ª.2
  - General information 3/2008.113ª.1
- Supplementary requirements
  - Credit risk mitigation techniques 3/2008.113ª.8
  - Internal ratings based approach 3/2008.113ª.4 a 6.
  - Securitisation operations 3/2008.113ª.7
  - Standardise approach 3/2008.113ª.3
General provisions
- "Information relevant to the principle of prudence" document: Drafting and contents 3/2008.109ª.1
- Continued reporting over time on credit and dilution, operational and trading portflio risk 3/2008.109ª.6
- Document publication medium, place and mode 3/2008.109ª.9
- Incorporation of mercantile and securities reports into the document 3/2008.109ª.2
- Published annually or at the frequency authorised by the BE CBE Nª109ª.7.8
- Verification by the Audit Committee 3/2008.109ª.10
General reporting requirements
- Report contents 3/2008.110ª.1
- Risk types: Aims of the institution's risk management and policies 3/2008.110ª.2
Interest rate risk in positions not included in the trading portfolio 3/2008.117ª
Investments and equity instruments not included in the trading portfolio 3/2008.116ª
Market risk from the trading portfolio
- General requirements 3/2008.114ª.1.2
- Internal models 3/2008.114ª.3
Operational Risk 3/2008.115ª

Resident account holders of overseas accounts
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Non-resident accounts that are not in foreign banking or credit institutions 3/2006.1.ª a 4.ª
- Account identification 3/2006.2.ª3 4
- Account modifications 3/2006.2.ª5
- Cancellation 3/2006.1.ª2,2.ª1
- Collections and payments 3/2006.1.ª3,3.ª
- Information 3/2006.2.ª2
- Opening 3/2006.1.ª2,2.ª1
- Periodicity of information 3/2006. 4.ª
- Sending of information 3/2006.5.ª
Sight or savings accounts in branch offices abroad of banking or credit institutions 3/2006.1.ª a 4.ª
- Account identification 3/2006.2.ª3 4
- Account modifications 3/2006.2.ª5
- Cancellation 3/2006.1.ª1,2.ª1
- Collections and payments 3/2006.1.ª3,3.ª
- Information 3/2006.2.ª2
- Opening 3/2006.1.ª1,2.ª1
- Periodicity of information 3/2006.4.ª
- Sending of information 3/2006.5.ª
Statement formats 3/2006.An.I
Time deposits in bank branches operating abroad 3/2006.2.ª5

Residents and non-residents: Notification of operations
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Balance sheet and movements 15/1992.An.I 2.ª
Balance sheet contents 15/1992.2.ª,3.ª,5.ª, An.I, An.II
- Balance sheet movements due to the purchase or sale of foreign currency, foreign bank notes and pesetas of non-residents against other currencies, foreign bank notes and pesetas of non-residents 15/1992.An.I 10.ª
- Balance sheet movements through the banking activity of taking and placing resources for financial investment 15/1992.An.I 8.ª
- Balance sheet movments due to interbank purchase or sale of foreign currencies and foreign bank notes against pesetas 15/1992.An.I 9.ª
- Dates of movements 15/1992.An.I 4.ª
- Operations between «other institutions» and banks, savings banks and credit co-operatives 15/1992.An.I 12.ª
- Operations with coins and bank notes 15/1992.An.I 11.ª
- Operations with marketable securities 15/1992.An.I 13.ª
- Position in foreign currency and cash position of the registered institutions , 4/1991.41.ª 15/1992.An.II
- Securities firms and agencies 15/1992.An.I 14.ª
- Ten-year balance sheet movements due to collections, payments and transfers overseas 15/1992.An.I 6.ª
- Ten-year balance sheet movements through transfers to (or from) accounts opened by residents abroad 15/1992.An.I 7.ª
Information on balances and operations 15/1992.4.ª
- Proprietary trading 15/1992.4.ª2
- Trading by resident customers 15/1992.4.ª1
Institutions for which reporting is mandatory 15/1992.1.ª
Loans, advances and clearing overseas 6/2000
- Classes of forms and how they should be filled out 6/2000.An.I 1ª a 6ª
- Clearing of international collections and payments 6/2000.5.ª
- Loans and advances from non-resident to residents
  - Financial loans and advances 6/2000.1.ª
  - Trade credit 6/2000.2.ª
- Loans and advances from residents to non-residents
  - Financial loans and advances 6/2000.3.ª
  - Trade credit 6/2000.4.ª
- Operations exempt from statement 6/2000.6.ª
- Statement processing and assignment of the Financial Operation Number (FON) 6/2000.An.I 7.ª
- Submission of information 6/2000.7.ª
Notification on magnetic support medium 15/1992.5.ª
Pesetas of non-residents 15/1992.An.I
- Identification and treatment of pesetas of non-residents in cheques 15/1992.An.I 19.ª
- Identification and treatment of pesetas of non-residents in interbank transfers 15/1992.An.I 16.ª
- Interbank cheque clearing 15/1992.An.I 18.ª
- Interbank transfer clearing 15/1992.An.I 15.ª
- Interbank transfers of pesetas of non-residents for amounts exceeding 500,000 PTA 15/1992.An.I 17.ª
- Notification to the Banco de España of interbank clearing of cheques for amounts exceeding 500,000 PTA 15/1992.An.I 20.ª
Reconciliation of balances and movements 15/1992.An.I 5.ª
Subject operations 15/1992.2.ª,3.ª

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