Legislation

Analysis index

A

• Advanced Approaches (Operational Riskl) 
  See details
  • Classification of losses due to operational risk according to the event type CBE Nª100ª   
  • Effects of insurance and other mechanisms for transferring risk in the event of using advanced approaches 
    • As a mechanism for transferring operational risk 3/2008.99ª.3   
    • Conditions governing insurance that covers operational risk events: Decided by the BE 3/2008.99ª.1   
    • Limit on the reduction of capital requirements 3/2008.99ª.4   
    • Requirements of the risk hedge supplier.. 3/2008.99ª.2   
  • Qualitative requirements laid down by the BE 3/2008.98ª.2   
  • Quantitative requirements laid down by the BE 3/2008.98ª.3   
    • Analysis of hypothetical scenarios 3/2008.98ª.3.4   
    • Business environment and internal control systems 3/2008.98ª.3.5   
    • External data on losses through operational risk 3/2008.98ª.3.3   
    • General requirements 3/2008.98ª.3.1   
    • Internal data on losses through operational risk 3/2008.98ª.3.2   
  • Scope of application and authorisation from the BE 3/2008.98ª.1.DT 8ª   
  • Also see  
    • "Basic Indicator Approach (Operational Risk)" 
    • "Standardised Approach (Operational Risk)" 
• Advertising of bank notes and coins Circular Monetaria 1/1995   
  See details
  • Authorisation from the Banco de España Monetaria 1/1995.1.ª   
  • Authorisation procedure Monetaria 1/1995.2.ª   
  • Authorisation unnecessary Monetaria 1/1995.2.ª5   
  • Fines Monetaria 1/1995.3.ª   
  • Sanctioning procedure Monetaria 1/1995.3.ª   
• Advertising of operations, financial services and products Circular 8/1990.9.ª,10.ª   
• Annual percentage rate Circular 8/1990.1.ª 1b),6.ª 10 12,6.ªbis,8.ª 4,9.ª 2,An.V,VII   
• Application of profits 
  • Also see 
    • "Breach of Solvency Regulations" 
• Automatic personal data files managed by the Banco de España 
  See details
  • Access, ammendment, cancellation and opposition rights 2/2005.4.ª   
  • Creation, modification or removal of files 2/2005.1.ª   
  • Data assignment 2/2005.3.ª   
  • File classes 2/2005.2.ª   
  • Files 2/2005.An.I, An.II   
    • Files managed by the Banco de España by virtue of its pulic functions 2/2005.An.I   
      • Balance of payments and financial transactions with foreign countries 2/2005.An.I(XII)   
      • Banco de España-managing entity of the Anotated Public Debt Market 2/2005.An.I(II)   
      • Capital structure of institutions supervised by the Banco de España 2/2005.An.I(V)   
      • Central Credit Register 2/2005.An.I(III)   
      • Claims Service 2/2005.An.I(XIII)   
      • Main agents in terms of volume of transfers from certain foreign exchange bureaux 2/2005.An.I(VI)   
      • Most active valuers and main customers of valuatiion companies and services 2/2005.An.I(VII)   
      • Offical registers of senior officers from entities registered with the Banco de España 2/2005.An.I(IX)   
      • Proceedings of the Central Credit Register 2/2005.An.I(IV)   
      • Rebate of witholdings on interest 2/2005.An.I(I)   
      • Register of agents of institutions supervised by the Banco de España 2/2005.An.I(VIII)   
      • Register of professionals assocaited with valuation companies supervised by the Banco de España 2/2005.An.I(X)   
      • Register of the holders of bureaux open to the public for foreign currency exchange 2/2005.An.I(XI)   
      • Sanctionary proceedings 2/2005.An.I(XIV)   
    • Internal or operating files 2/2005.An.II   
      • Access and occupation control in Banco de España buildings 2/2005.An.II(XV)   
      • Banco de España code of conduct statements 2/2005.An.II(VIII)   
      • Certain cash operations 2/2005.An.II(II)   
      • Current account and securities deposit operations 2/2005.An.II(III)   
      • Electronic certificates 2/2005.An.II(IX)   
      • Exchanges of foreign currency 2/2005.An.II(I)   
      • File consultations 2/2005.An.II(XVII)   
      • Issue of identity cards 2/2005.An.II(XVI)   
      • Management of the Banco de España Library 2/2005.An.II(XII)   
      • Overseas operations 2/2005.An.II(IV)   
      • Personnel management 2/2005.An.II(X)   
      • Personnel recruitment and training 2/2005.An.II(XI)   
      • Prevention of occupational health and safety risks 2/2005.An.II(XIII)   
      • Register of document entry and exit 2/2005.An.II(VI)   
      • Services Company doctors 2/2005.An.II(XIV)   
      • Suppliers and customers of non-financial goods and services 2/2005.An.II(V)   
      • Suscribers of the Service Publications 2/2005.An.II(VII)