Banking Supervision

Information to the Banco de España (Circular 6/1995 DEROGATED): related forms and documents

 What is disclosed?

The list of shareholders (or partners for credit co-operatives) with shares or contributions registered in their name equal to or greater than the following share capital percentages:

• Banks
  • Shareholders that are financial institutions: 0%
  • Other shareholders: 0.25%
• Credit co-operatives
  • Shareholders that are financial institutions: 0%
  • Other shareholders: 1.00%
• Specialised credit institutions
  • Shareholders that are financial institutions: 0%
  • Other shareholders: 2.50%

When is it disclosed?

Quarterly.

Date of the information: the last day of each calendar quarter

• 31 March
• 30 June
• 30 September
• 31 December

Deadline for filing: the month following that of the date of the information.

How is it disclosed?

Form 4500 (Appendix I):

• Impreso Estado 4500   (92 KB)
• Impreso Estado 4500 - Continuación   (93 KB)
• Correlaciones Estado 4500   (89 KB)

By sending the form to the Banco de España in electronic format.

Specific information that must be sent in relation to certain transactions performed by the shareholders/partners of credit institutions.
To the Financial Reporting and CCR Department . Rule 2 of Circular 6/1995

What is disclosed?

The transfer of shares (or contributions of credit co-operatives) that implies the acquisition by a person or group, in one or several transactions, of a percentage equal to or greater than 1% of the entity's share capital.

When is it disclosed?

As soon as the information is received by the credit institution and within a maximum period of fifteen calendar days.

How is it disclosed?

By a letter from the credit institution with the following details:

• Name and surname(s) or name of the acquiring party.
• NIF .
• Type of financial institution, where applicable.
• Nationality.
• Number of shares or contributions acquired.
• Nominal value of the acquisition.
• Percentage of the entity's share capital represented by the acquisition.
• Group to which the acquiring party belongs, if known.

To the Credit Institution Supervisory Services. Rule 4 of Circular 6/1995

What is disclosed?

Acquisitions or transfers of holdings in its share capital that exceed any of the following levels: 10%, 15%, 0%, 25%, 33%, 40%, 50%, 66%, 75%.

When is it disclosed?

As soon as the information is received by the credit institution and within a maximum period of fifteen calendar days.